Registered Investment Adviser

Some articles on registered, investment adviser, registered investment adviser, adviser:

Financial Planner - Licensing, Regulations and Self-regulation - Other Countries
... In the United States, financial planners must be registered as an investment adviser first ... an employee within a firm to pass the series 65 or 66 Registered Investment Adviser Exam ... A private adviser or company can apply to the state and SEC for an RIA Registered Investment Adviser License or Status ...

Famous quotes containing the words registered and/or investment:

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