Investment Company Act

Some articles on act, investment, investment company act, company, investments:

Hedge Fund - Regulation - US Regulation
... Before the Dodd-Frank Act made registration mandatory for hedge fund advisers with more than US$150 million in assets under management, hedge funds were primarily regulated through their managers or ... Hedge funds are privately-owned pools of investment capital with regulatory limits on the number and type of investor that each fund may have ... with the US Securities and Exchange Commission (SEC) under the Investment Company Act of 1940, which is generally intended to regulate investment funds sold to retail ...
... It was previously operated by US company Blockbuster ... As of August 2009 it is operated by Irish investment group Birchhall Investments ... The company has a workforce of almost 1600 employees ...
37signals - History
... The company's initial focus was on website redesign, including work for Panera Bread and ... Work on the company's first product, the project management application Basecamp, began in 2003 ... By 2005, the company had moved away from consulting work to focus exclusively on its web applications ...
Securities Fraud Deterrence And Investor Restitution Act - General
... Fraud Deterrence and Investor Restitution Act of 2004 would have Amended the Sarbanes-Oxley Act of 2002 to declare that the authority of the Securities and Exchange Commission to ... Amended the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 where it authorizes the SEC to impose civil ... Amended the Securities Exchange Act of 1934 to revise conditions under which the SEC is authorized to access financial records held by a financial institution without notice to the affected client if the SEC ...
Exchange-traded Fund - Structure
... In the United States, most ETFs are structured as open-end management investment companies (the same structure used by mutual funds and money market ... from using futures and options in achieving their investment objectives ... the Securities and Exchange Commission, or SEC, giving it relief from provisions of the Investment Company Act of 1940 that would not otherwise allow the ETF structure ...

Famous quotes containing the words act, investment and/or company:

    Mothers who are strong people, who can pursue a life of their own when it is time to let their children go, empower their children of either gender to feel free and whole. But weak women, women who feel and act like victims of something or other, may make their children feel responsible for taking care of them, and they can carry their children down with them.
    Frank Pittman (20th century)

    The only thing that was dispensed free to the old New Bedford whalemen was a Bible. A well-known owner of one of that city’s whaling fleets once described the Bible as the best cheap investment a shipowner could make.
    —For the State of Massachusetts, U.S. public relief program (1935-1943)

    Yet, hermit and stoic as he was, he was really fond of sympathy, and threw himself heartily and childlike into the company of young people whom he loved, and whom he delighted to entertain, as he only could, with the varied and endless anecdotes of his experiences by field and river: and he was always ready to lead a huckleberry-party or a search for chestnuts and grapes.
    Ralph Waldo Emerson (1803–1882)