Compliance Officer

Some articles on compliance, officers, compliance officer:

Sarbanes–Oxley Act
... specific processes and procedures for compliance audits, inspecting and policing conduct and quality control, and enforcing compliance with the specific mandates of SOX ... and corporate audit committees, and specifies the responsibility of corporate officers for the accuracy and validity of corporate financial reports ... limits on the behaviors of corporate officers and describes specific forfeitures of benefits and civil penalties for non-compliance ...
Institute Of Company Secretaries Of India - Role of Company Secretaries
... and powers under various laws, rules and regulations  acts as a compliance officer as well as an in-house legal counsel to advise the Board and the functional departments of the ... Companies to obtain Compliance Certificate Every company having a paid-up share capital of rupees ten lakh or more but less than rupees five crore is required to obtain a compliance ... Advising on good governance practices and compliance of Corporate Governance norms as prescribed under various Corporate, Securities and other Business Laws and ...

Famous quotes containing the words officer and/or compliance:

    I who have cursed
    The drunken officer of British rule, how choose
    Between this Africa and the English tongue I love?
    Betray them both, or give back what they give?
    How can I face such slaughter and be cool?
    How can I turn from Africa and live?
    Derek Walcott (b. 1930)

    Discipline isn’t just punishing, forcing compliance or stamping out bad behavior. Rather, discipline has to do with teaching proper deportment, caring about others, controlling oneself and putting someone else’s wishes before one’s own when the occasion calls for it.
    Lawrence Balter (20th century)