Securities

Some articles on securities:

Securities Lending
... In finance, securities lending or stock lending refers to the lending of securities by one party to another ... The terms of the loan will be governed by a "Securities Lending Agreement", which requires that the borrower provides the lender with collateral, in the form of cash, government ... a fee, quoted as an annualized percentage of the value of the loaned securities ...
Republic Of Srpska Securities Commission
... The Republika Srpska Securities Commission (Serbian Комисија за хартије од вриједности Републике Српске or Komisija za hartije od ... Assembly of the Republika Srpska adopted the Securities Market Law which included the establishing of the Republika Srpska Securities Commission ... The equivalent Federation agency, is the "Securities Commission of the Federation of Bosnia and Herzegovina" (Bosnian Komisija za vrijednosne papire Federacije ...
Securities Lending - Term in Private Securities-collateralized Lending
... The term "securities lending" is sometimes used erroneously in the same context as a "stock loan" or individual "securities-collateralized loan" ... The latter is used in private or institutional securities-backed loan arrangements across a wide spectrum of securities ... is widely accepted that the only legally valid consumer lending programs involving stocks or other securities are those in which the stocks remain in the client's title and ...
Securities Fraud - Penny Stock Regulation
... The regulation and prosecution of securities fraud violations is undertaken on a broad front, involving numerous government agencies and self-regulatory organizations ... Securities traded on a national stock exchange, regardless of price, are exempt from regulatory designation as a penny stock, since it is thought that exchange traded securities are less ... CitiGroup (NYSEC) and other NYSE listed securities which traded below $1.00 during the market downturn of 2008–2009, while properly regarded as "low priced ...
Securities Fraud
... Securities fraud, also known as stock fraud and investment fraud, is a deceptive practice in the stock or commodities markets that induces investors to make ... Securities fraud can also include outright theft from investors (embezzlement by stockbrokers), stock manipulation, misstatements on a public company's financial reports, and lying to corporate auditors ...